Planning—the ability to break down complex goals into executable steps—is what separates advanced agentic AI systems from simple chatbots. The NVIDIA NCP-AAI certification heavily emphasizes planning strategies, as they determine an agent's capability to solve multi-step problems, reason about consequences, and optimize action sequences. This comprehensive guide explores the three foundational planning paradigms tested on the NCP-AAI exam: Chain-of-Thought (CoT), ReAct, and Tree of Thoughts (ToT).
Why Planning Matters for Agentic AI
Planning enables agents to:
- Decompose complex tasks into manageable sub-tasks
- Reason about action sequences before execution
- Anticipate obstacles and plan contingencies
- Optimize for goals (shortest path, lowest cost, highest success rate)
- Handle ambiguous or underspecified requests
NCP-AAI Coverage:
- Agent Design and Cognition domain (15%): Planning algorithms and reasoning patterns
- Agent Development domain (15%): Implementing planning mechanisms
- Agent Architecture domain (15%): Choosing appropriate planning strategies
The Planning Challenge
Without planning, agents exhibit:
- Myopic behavior: Short-sighted decisions without considering future consequences
- Action thrashing: Inefficient trial-and-error without strategic thinking
- Goal confusion: Losing track of the original objective in multi-step tasks
Example:
Task: "Book a flight to Paris for next week"
Without Planning (Bad):
Agent: "What dates work for you?"
User: "Monday to Friday"
Agent: "Let me search flights..."
Agent: "Oh, I need your departure city. What city?"
User: "San Francisco"
Agent: "Searching... Oh, I need your budget. What's your budget?"
→ Inefficient, poor user experience
With Planning (Good):
Agent: "To book your flight, I need:
1. Departure city
2. Travel dates
3. Budget range
4. Seating preference
Can you provide these details?"
→ Strategic, efficient information gathering
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Chain-of-Thought (CoT) Prompting
Definition: Chain-of-Thought prompting elicits step-by-step reasoning from LLMs by showing examples or instructing the model to "think through" problems.
Basic CoT
Prompt Template:
Question: [Problem]
Let's think step by step:
Example:
from langchain.prompts import PromptTemplate
from langchain_openai import ChatOpenAI
cot_template = PromptTemplate(
input_variables=["question"],
template="""
Question: {question}
Let's solve this step by step:
1. First, I'll identify what information I need
2. Then, I'll break down the problem
3. Next, I'll work through each step
4. Finally, I'll provide the answer
Solution:
"""
)
llm = ChatOpenAI(model="gpt-4", temperature=0)
chain = cot_template | llm
result = chain.invoke({
"question": "If a store sells 15 items per hour and is open 8 hours per day, how many items are sold in a week?"
})
# Output:
# 1. Items per day = 15 items/hour × 8 hours = 120 items/day
# 2. Days per week = 7
# 3. Items per week = 120 items/day × 7 days = 840 items
# Answer: 840 items per week
Few-Shot CoT
Provide examples of reasoning:
few_shot_cot_template = """
Example 1:
Question: A bakery makes 48 cupcakes. If they pack 6 cupcakes per box, how many boxes do they need?
Reasoning:
- Total cupcakes: 48
- Cupcakes per box: 6
- Calculation: 48 ÷ 6 = 8
Answer: 8 boxes
Example 2:
Question: If a car travels at 60 mph for 2.5 hours, how far does it travel?
Reasoning:
- Speed: 60 miles per hour
- Time: 2.5 hours
- Formula: Distance = Speed × Time
- Calculation: 60 × 2.5 = 150
Answer: 150 miles
Now solve this:
Question: {question}
Reasoning:
"""
# Model learns to mimic reasoning structure
Zero-Shot CoT
No examples needed—just add "Let's think step by step":
zero_shot_cot_prompt = """
Question: {question}
Let's think step by step:
"""
# Surprisingly effective: 40-50% accuracy improvement on reasoning tasks
Research Finding (Wei et al., 2022): Adding "Let's think step by step" to prompts improved accuracy on math word problems from 17.7% → 78.7% (GPT-3).
CoT Strengths and Limitations
| Aspect | Strengths | Limitations |
|---|---|---|
| Use Cases | Math, logic puzzles, reasoning | Real-world actions, tool use |
| Transparency | Shows reasoning process | Reasoning can be incorrect |
| Latency | Single LLM call | Longer output = more tokens |
| Reliability | Deterministic reasoning path | Prone to reasoning errors |
NCP-AAI Insight: CoT is best for reasoning-heavy, action-light tasks (analysis, planning, explanation) but insufficient for action-heavy tasks (API calls, tool use, multi-step execution).
ReAct: Reasoning + Acting
Definition: ReAct (Reasoning and Acting) interleaves reasoning traces with action execution, allowing agents to dynamically adjust plans based on environment feedback.
The ReAct Loop
Thought: [Reasoning about what to do next]
Action: [Tool/function to execute]
Action Input: [Arguments for the tool]
Observation: [Result from executing the action]
... (repeat Thought/Action/Observation)
Thought: I now know the final answer
Final Answer: [Response to user]
ReAct Implementation
from langchain.agents import create_react_agent, AgentExecutor
from langchain.tools import Tool
from langchain_openai import ChatOpenAI
# Define tools
def search_web(query: str) -> str:
"""Search the web for information"""
# Implementation
return f"Search results for '{query}': ..."
def calculator(expression: str) -> str:
"""Evaluate mathematical expressions"""
try:
return str(eval(expression))
except Exception as e:
return f"Error: {e}"
tools = [
Tool(name="Search", func=search_web, description="Search the web for current information"),
Tool(name="Calculator", func=calculator, description="Perform mathematical calculations")
]
# ReAct prompt template
react_prompt = """
Answer the following question as best you can. You have access to the following tools:
{tools}
Use the following format:
Question: the input question you must answer
Thought: you should always think about what to do
Action: the action to take, should be one of [{tool_names}]
Action Input: the input to the action
Observation: the result of the action
... (this Thought/Action/Action Input/Observation can repeat N times)
Thought: I now know the final answer
Final Answer: the final answer to the original input question
Begin!
Question: {input}
Thought: {agent_scratchpad}
"""
# Create agent
llm = ChatOpenAI(model="gpt-4", temperature=0)
agent = create_react_agent(llm, tools, react_prompt)
executor = AgentExecutor(agent=agent, tools=tools, verbose=True, max_iterations=10)
# Execute
result = executor.invoke({"input": "What is the population of Tokyo multiplied by 2?"})
Execution Trace:
Thought: I need to find Tokyo's population, then multiply by 2
Action: Search
Action Input: "Tokyo population 2024"
Observation: Tokyo's population is approximately 14 million
Thought: Now I need to multiply 14 million by 2
Action: Calculator
Action Input: "14000000 * 2"
Observation: 28000000
Thought: I now know the final answer
Final Answer: The population of Tokyo (14 million) multiplied by 2 is 28 million.
ReAct Variants
1. ReAct with Self-Correction
Agent can revisit decisions:
# Extended prompt
react_selfcorrect_prompt = """
... (standard ReAct format)
If an action fails or returns unexpected results, reconsider your approach:
Thought: That didn't work as expected. Let me try a different approach.
Action: [Alternative action]
...
"""
# Example execution
"""
Thought: I'll search for "Tokyo population"
Action: Search
Action Input: "Tokyo population"
Observation: Error: Too many results, be more specific
Thought: That didn't work. Let me be more specific with the year.
Action: Search
Action Input: "Tokyo population 2024"
Observation: Tokyo's population is approximately 14 million
→ Self-correction leads to success
"""
2. ReAct with Reflection
Agent reflects on reasoning quality:
react_reflection_prompt = """
... (standard ReAct)
After completing the task, reflect:
Reflection: [Evaluate the quality of your reasoning and actions]
Improvements: [What could be done better next time]
"""
# Example
"""
Final Answer: 28 million
Reflection: My approach was effective—I systematically gathered information and performed calculations. The search query could have been more precise initially.
Improvements: Next time, include the year in the initial search query to avoid ambiguity.
"""
ReAct Advantages for NCP-AAI
- Grounded in reality: Actions provide real feedback, preventing hallucinations
- Transparent reasoning: Thought traces are interpretable and debuggable
- Dynamic adaptation: Can adjust strategy based on observations
- Tool integration: Natural fit for function calling and API interactions
NCP-AAI Exam Focus: ReAct is the default planning strategy for production agents due to its balance of reasoning and action.
ReAct Limitations
| Challenge | Impact | Mitigation |
|---|---|---|
| Verbose output | High token costs | Use cheaper models for reasoning |
| Linear planning | Doesn't explore alternatives | Combine with ToT (below) |
| Error accumulation | Early mistakes compound | Add reflection/self-correction |
| Max iterations | Can timeout on complex tasks | Set appropriate limits |
Tree of Thoughts (ToT): Exploring Multiple Reasoning Paths
Definition: Tree of Thoughts generates multiple reasoning paths (branches), evaluates them, and selects the most promising direction—enabling search-based planning.
ToT Concepts
1. Thought Decomposition Break the problem into intermediate steps (thoughts).
2. Thought Generation Generate multiple candidate thoughts at each step.
3. State Evaluation Evaluate the promise of each thought (how likely to lead to solution).
4. Search Algorithm
- Breadth-First Search (BFS): Explore all options at each level
- Depth-First Search (DFS): Explore one path deeply before backtracking
- Best-First Search: Prioritize most promising paths
ToT Implementation
from langchain.chains import LLMChain
from langchain.prompts import PromptTemplate
import numpy as np
class TreeOfThoughts:
def __init__(self, llm, max_depth=3, branching_factor=3):
self.llm = llm
self.max_depth = max_depth
self.branching_factor = branching_factor
def generate_thoughts(self, problem, current_state, depth):
"""Generate multiple candidate next thoughts"""
prompt = f"""
Problem: {problem}
Current reasoning: {current_state}
Generate {self.branching_factor} different possible next steps in solving this problem.
Format each as a numbered option:
"""
response = self.llm.predict(prompt)
# Parse into list of thoughts
thoughts = self._parse_thoughts(response)
return thoughts
def evaluate_thought(self, problem, thought_sequence):
"""Evaluate how promising a thought sequence is (0-10)"""
prompt = f"""
Problem: {problem}
Reasoning so far: {thought_sequence}
On a scale of 0-10, how likely is this reasoning path to lead to a correct solution?
Consider:
- Logical coherence
- Progress toward the goal
- Avoiding dead ends
Score (0-10):
"""
response = self.llm.predict(prompt)
score = float(response.strip())
return score
def search(self, problem, algorithm="bfs"):
"""Search through the tree of thoughts"""
if algorithm == "bfs":
return self._breadth_first_search(problem)
elif algorithm == "dfs":
return self._depth_first_search(problem)
else:
return self._best_first_search(problem)
def _breadth_first_search(self, problem):
"""Explore all paths level by level"""
queue = [("", 0)] # (thought_sequence, depth)
best_path = None
best_score = -1
while queue:
current_state, depth = queue.pop(0)
if depth >= self.max_depth:
# Evaluate terminal node
score = self.evaluate_thought(problem, current_state)
if score > best_score:
best_score = score
best_path = current_state
continue
# Generate next thoughts
thoughts = self.generate_thoughts(problem, current_state, depth)
# Add to queue
for thought in thoughts:
new_state = current_state + "\n" + thought
queue.append((new_state, depth + 1))
return best_path, best_score
def solve(self, problem):
"""Solve problem using Tree of Thoughts"""
best_path, score = self.search(problem, algorithm="bfs")
# Generate final answer from best path
final_prompt = f"""
Problem: {problem}
Best reasoning path found:
{best_path}
Based on this reasoning, provide the final answer:
"""
answer = self.llm.predict(final_prompt)
return answer, best_path, score
# Usage
llm = ChatOpenAI(model="gpt-4", temperature=0.7)
tot = TreeOfThoughts(llm, max_depth=3, branching_factor=3)
problem = "How can I optimize database queries in a high-traffic web application?"
answer, reasoning, score = tot.solve(problem)
print(f"Answer: {answer}")
print(f"Reasoning path: {reasoning}")
print(f"Confidence: {score}/10")
ToT Execution Example
Problem: "Plan a 3-day trip to New York City on a $1000 budget"
Tree Exploration:
Root: "Plan NYC trip, 3 days, $1000"
│
├── Branch 1: "Focus on free attractions (museums, parks, walking tours)"
│ ├── Branch 1.1: "Stay in budget hotel ($100/night), use subway"
│ │ └── Branch 1.1.1: "Day 1: Central Park + Met, Day 2: Brooklyn Bridge + 9/11 Memorial..." [Score: 8/10]
│ ├── Branch 1.2: "Stay in hostel ($50/night), more budget for activities"
│ └── Branch 1.3: "Airbnb in Queens ($80/night), authentic experience"
│
├── Branch 2: "Prioritize iconic paid attractions (Empire State, Statue of Liberty)"
│ ├── Branch 2.1: "Buy CityPass ($140), budget accommodation"
│ │ └── Branch 2.1.1: "Day 1: ESB + Top of Rock, Day 2: Statue of Liberty..." [Score: 7/10]
│ └── Branch 2.2: "Focus on 2-3 major attractions, skip tourist traps"
│
└── Branch 3: "Cultural experience (Broadway, dining, neighborhoods)"
├── Branch 3.1: "One Broadway show ($150), street food, diverse neighborhoods"
│ └── Branch 3.1.1: "Day 1: Broadway + Times Square, Day 2: Chinatown + Little Italy..." [Score: 6/10]
└── Branch 3.2: "Skip Broadway, focus on food tours and local experiences"
Best Path Selected: Branch 1.1.1 (Score: 8/10)
Reasoning: Maximizes experiences within budget by focusing on free attractions while maintaining comfort.
ToT Advantages
- Explores alternatives: Considers multiple strategies before committing
- Handles complexity: Effective for problems with many possible approaches
- Avoids local optima: Can backtrack from dead ends
- Self-evaluation: Explicitly assesses reasoning quality
ToT Limitations
| Challenge | Impact | Solution |
|---|---|---|
| High cost | Many LLM calls (branching_factor^depth) | Prune low-scoring branches early |
| Latency | Slow for real-time applications | Use for planning phase only |
| Evaluation difficulty | Hard to score thought quality accurately | Train value model or use heuristics |
NCP-AAI Use Case: ToT is ideal for strategic planning, optimization problems, and creative tasks where exploring alternatives is valuable.
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Comparing Planning Strategies
| Strategy | Best For | Latency | Cost | Transparency | NCP-AAI Exam Weight |
|---|---|---|---|---|---|
| Chain-of-Thought | Reasoning, math, logic | Low (1 call) | Low | High | Medium |
| ReAct | Tool use, multi-step tasks | Medium (N calls) | Medium | High | High |
| Tree of Thoughts | Strategic planning, optimization | High (exponential) | High | Medium | Medium |
When to Use Each Strategy
Chain-of-Thought:
# Example: Pure reasoning task
"Explain why the following code is inefficient and suggest improvements."
→ Single-pass reasoning, no actions needed → CoT
ReAct:
# Example: Information retrieval + processing
"Find the current stock price of Tesla and calculate its P/E ratio."
→ Requires actions (search, retrieve data, calculate) → ReAct
Tree of Thoughts:
# Example: Strategic decision with multiple options
"Design a microservices architecture for an e-commerce platform. Consider scalability, cost, and maintainability."
→ Many valid approaches, need to explore and compare → ToT
Advanced Planning Patterns
Hierarchical Planning (Plan-and-Execute)
Break complex goals into subgoals:
from langchain.chains import LLMChain
class HierarchicalPlanner:
def __init__(self, planner_llm, executor_agent):
self.planner = planner_llm
self.executor = executor_agent
def solve(self, goal):
# Step 1: Generate high-level plan
plan_prompt = f"""
Goal: {goal}
Create a step-by-step plan to achieve this goal. Each step should be a concrete subgoal.
Plan:
"""
plan = self.planner.predict(plan_prompt)
steps = self._parse_plan(plan)
# Step 2: Execute each step with ReAct agent
results = []
for i, step in enumerate(steps):
print(f"Executing Step {i+1}: {step}")
result = self.executor.run(step)
results.append(result)
# Step 3: Synthesize final answer
synthesis_prompt = f"""
Goal: {goal}
Plan: {plan}
Execution Results: {results}
Synthesize a final answer:
"""
final_answer = self.planner.predict(synthesis_prompt)
return final_answer
# Usage
planner_llm = ChatOpenAI(model="gpt-4", temperature=0)
executor_agent = create_react_agent(...) # ReAct agent with tools
hierarchical_agent = HierarchicalPlanner(planner_llm, executor_agent)
result = hierarchical_agent.solve("Analyze competitor pricing and recommend our pricing strategy")
# Output:
# Step 1: Identify main competitors → Executor uses Search tool
# Step 2: Gather pricing data for each competitor → Executor uses Scraper tool
# Step 3: Analyze pricing patterns → Executor uses Analytics tool
# Step 4: Recommend strategy based on analysis → Executor synthesizes
Benefits:
- Separates strategic planning (slow, thoughtful) from execution (fast, reactive)
- Reduces cognitive load on executor agent
- Enables re-planning if steps fail
Monte Carlo Tree Search (MCTS)
Combine ToT with simulation:
class MCTSPlanner:
def __init__(self, llm, simulations=10):
self.llm = llm
self.simulations = simulations
def select_action(self, state):
"""Select action with highest win rate from simulations"""
actions = self.get_possible_actions(state)
action_scores = {}
for action in actions:
wins = 0
for _ in range(self.simulations):
# Simulate outcome
outcome = self.simulate(state, action)
if outcome == "success":
wins += 1
action_scores[action] = wins / self.simulations
# Select action with highest success rate
best_action = max(action_scores, key=action_scores.get)
return best_action
def simulate(self, state, action):
"""Simulate executing action from state"""
prompt = f"""
Current state: {state}
Action taken: {action}
Simulate the outcome: Will this likely succeed or fail?
Answer with "success" or "failure" and brief reasoning.
"""
response = self.llm.predict(prompt)
return "success" if "success" in response.lower() else "failure"
Use Case: Games, robotic planning, high-stakes decisions where simulation is possible.
NCP-AAI Exam Preparation
Key Planning Concepts
Agent Design and Cognition (15%):
- CoT prompting techniques (zero-shot, few-shot)
- ReAct loop structure and execution
- ToT search algorithms (BFS, DFS, best-first)
- Hierarchical planning patterns
Agent Development (15%):
- Implementing ReAct agents in LangChain
- Custom planning loops
- Integrating planning with memory and tools
- Handling planning failures and retries
Practice Questions
Q1: A customer service agent needs to resolve a support ticket that may require multiple API calls. Which planning strategy is most appropriate?
A) Chain-of-Thought (single reasoning pass) B) ReAct (interleaved reasoning and actions) C) Tree of Thoughts (explore multiple resolutions) D) No planning (direct response)
Answer: B - ReAct allows dynamic adaptation based on API responses, essential for multi-step troubleshooting.
Q2: An agent is designing a system architecture with many valid approaches. Time constraints allow exploring only 3-4 options thoroughly. Best strategy?
A) CoT with single solution B) ReAct with first viable option C) ToT with limited branching (3 branches, 2 depth) D) Random selection
Answer: C - ToT enables systematic exploration of alternatives within time constraints.
Q3: Which planning strategy has the LOWEST token cost for a 5-step task?
A) Chain-of-Thought (single pass) B) ReAct (5 Thought/Action/Observation cycles) C) Tree of Thoughts (branching factor 3, depth 5) D) All have similar costs
Answer: A - CoT generates all reasoning in one pass; ReAct requires multiple LLM calls; ToT is exponentially expensive.
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Summary
Planning strategies determine an agent's problem-solving capability:
- Chain-of-Thought: Elicit step-by-step reasoning for logic-heavy tasks
- ReAct: Interleave reasoning and actions for dynamic, tool-based tasks (NCP-AAI favorite)
- Tree of Thoughts: Explore multiple reasoning paths for strategic, optimization problems
- Advanced patterns: Hierarchical planning, MCTS for complex scenarios
Key Takeaway: Choose planning strategies based on task requirements—ReAct for most production agents, ToT for strategic planning, CoT for pure reasoning.
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